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SEC Guidance Regarding Client Commission Practices Under Section 28(e)
of the Securities Exchange Act of 1934; Final Rule (July 24, 2006)
If you are a financial planner/advisor, CFA, CFP, ChFC, CIMA, CPA, PFS or RIA and wish to attend this event please call Gina Dzurenda at 212-901-0602 or email your information including name, title, company, address, phone/fax, and your chapter member number to gdzurenda@imn.org
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